Enforcement by SEC, U.S. Attorney, CFTC & States
This course provides a comprehensive review of enforcement of the securities and commodities laws and regulations by the Department of Justice, the SEC, the CFTC, states and self-regulatory organization. The course also covers jurisdiction and procedures of the various forums for resolution of securities and commodities disputes and customer litigation, the remedies and defenses available in the various forums, class actions, and international litigation and arbitration.
|Course #:||LAW 809|
|Area of Study:||Financial Services Law and Compliance|
|Credit Hours:||Three credit hours.|