Enforcement and Litigation
This course provides a comprehensive review of enforcement of the securities and commodities laws and regulations by the SEC, CFTC, Department of Justice, states, and self-regulatory organizations. The course also covers jurisdiction and procedures of the various forums for resolution of securities and commodities disputes, including applicable law, customer litigation, class actions, and international litigation.
|Course #:||LAW 829|
|Area of Study:||Financial Services Law and Compliance|
|Credit Hours:||Three credit hours.|