Enforcement and Litigation

This course provides a comprehensive review of enforcement of the securities and commodities laws and regulations by the SEC, CFTC, Department of Justice, states, and self-regulatory organizations. The course also covers jurisdiction and procedures of the various forums for resolution of securities and commodities disputes, including applicable law, customer litigation, class actions, and international litigation.

Course Information
Course #: LAW 829
Program: LLM
Area of Study: Financial Services Law and Compliance
Credit Hours: Three credit hours.